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John is a research analyst who discovers non-public information about a merger that could impact stock prices. John does not trade on this information but shares it with a close friend, who makes a significant profit. Which Standard of Professional Conduct has John violated?

  • A. Standard II(A): Material Nonpublic Information
  • B. Standard III(B): Fair Dealing
  • C. Standard I(B): Independence and Objectivity
  • D. No violation occurred
Admin Answered question October 11, 2024